-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DKQA8zEv1NJqHT82q8kAtMhmf5PyLaKK2gUMU1SLe7vzOhkMQjhITHl++g4WqmXb 6778/Q81L1Qj5scORCHzJg== 0000935703-99-000013.txt : 19990217 0000935703-99-000013.hdr.sgml : 19990217 ACCESSION NUMBER: 0000935703-99-000013 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR TREE STORES INC CENTRAL INDEX KEY: 0000935703 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 541387365 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50167 FILM NUMBER: 99540475 BUSINESS ADDRESS: STREET 1: 500 VOLVO PARKWAY STREET 2: NORFOLK COMMERCE PARK CITY: CHESAPEAKE STATE: VA ZIP: 23320 BUSINESS PHONE: 7573215000 MAIL ADDRESS: STREET 1: P.O. BOX 2500 CITY: NORFOLK STATE: VA ZIP: 23501-2500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROCK MACON F JR CENTRAL INDEX KEY: 0001008146 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 2500 CITY: NORFOLK STATE: VA ZIP: 23501-2500 BUSINESS PHONE: 7578574600 MAIL ADDRESS: STREET 1: 2555 ELLSMERE AVE CITY: NORFOLK STATE: VA ZIP: 23513 SC 13G/A 1 BENEFICIAL OWNERSHIP 12/31/98 (MFB) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Dollar Tree Stores, Inc. ----------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------- (Title of Class of Securities) 256747 10 6 ----------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages CUSIP No. 256747 10 6 13G Page 2 of 4 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON Macon F. Brock, Jr. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 4,345,313 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 75,710 REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 4,345,313 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 75,710 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,421,023 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.1% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN (Individual) - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT Page 3 of 4 Pages Item 1. Issuer Dollar Tree Stores, Inc. 500 Volvo Parkway P.O. Box 2500 Norfolk, VA 23501-2500 Item 2. Filer Macon F. Brock, Jr. 500 Volvo Parkway P.O. Box 2500 Norfolk, VA 23501-2500 Common Stock CUSIP Number: 256747 10 6 Item 3. N/A Item 4. Ownership Includes 841,378 shares and 1,256,600 shares issuable upon the exercise of currently exercisable warrants which are owned by trusts for the benefit of certain Brock family members, of which Mr. Brock is a trustee, and 75,710 shares owned by a private foundation over which Mr. Brock and his wife, Joan P. Brock, exercise shared control, but excludes 1,629,331 shares owned by Mrs. Brock. (a) Amount Beneficially Owned: See Item 9 on cover page (b) Percent of Class: See Item 11 on cover page (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See Item 5 on cover page (ii) shared power to vote or to direct the vote: See Item 6 on cover page (iii) sole power to dispose or to direct the disposition of: See Item 7 on cover page (iv) shared power to dispose or to direct the disposition of: See Item 8 on cover page Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 4 of 4 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13G in connection with beneficial ownership of the common stock of Dollar Tree Stores, Inc. at December 31, 1998 is true, complete and correct. Date: February 16, 1999 By: /s/ Macon F. Brock --------------------- Signature -----END PRIVACY-ENHANCED MESSAGE-----